Small Dam Design and Construction for Sustainable Water Resources Management: A Comprehensive Review

Authors

  • Abdalmajeed Mohammed Rahman Department of Water Resources Engineering, University of Sulaimani, Sulaymaniyah, Iraq
  • Nawbahar Faraj Mustafa Department of Water Resources Engineering, University of Sulaimani, Sulaymaniyah, Iraq

DOI:

https://doi.org/10.21928/uhdjst.v9n1y2025.pp55-64

Keywords:

Small Dam Construction, Water Resource Management, Stability Analysis, Construction Practices, Site Selection, Hydrology

Abstract

Small dams are crucial in water resource management, particularly in regions with water scarcity and climate unpredictability. Despite their cost-effectiveness, the construction of small dams often lacks engineering standards, which raises concerns about their long-term stability and safety. This study reviews the design, construction, stability, and protection of small dams, emphasizing the importance of proper site selection, geological and hydrological studies, and advanced methodologies, such as Geographic Information Systems and multi-criteria decision-making approaches in dam evaluation. Furthermore, the study highlights the significance of detailed planning, material selection, and quality construction to ensure dam longevity. It also discusses the role of modern tools, such as HEC-HMS, HEC-RAS, and GeoStudio in assessing flood risks, seepage, and stability. Inadequate design, particularly in the face of extreme weather events, can lead to dam failures, emphasizing the need for comprehensive planning and rigorous assessments. Through an analysis of various studies and case examples, this paper aims to provide insights into sustainable small dam construction and water resources management practices that ensure their effectiveness and resilience in addressing water scarcity challenges.

References

J. Payen, J. M. Faurès, and D. Vallée, “Small reservoirs and water storage for smallholder farming--the case for a new approach,” Gates Open Research, vol. 3, no. 387, p. 387, 2019.

E. Umukiza, K. F. Abagale, and T. A. Adongo, “A Review on A review on significance and failure causes of small-scale irrigation dams in arid and semi-arid lands,” Journal of Infrastructure Planning and Engineering (JIPE), vol. 2, no. 2, pp. 1-9, 2023.

A. N. Angelakis, A. Baba, M. Valipour, J. Dietrich, E. Fallah- Mehdipour, J. Krasilnikoff, E. Bilgic, C. Passchier, V. A. Tzanakakis, R. Kumar, Z. Min, N. Dercas, and A. T. Ahmed, “Water Dams: From ancient to present times and into the future,” Water, vol. 16, no. 13, p. 1889, 2024.

M. Abdullah, N. Al-Ansari, and J. Laue, “Water harvesting in Iraq: Status and opportunities,” Journal of Earth Sciences and Geotechnical Engineering, vol. 10, no. 1, pp. 199-217, 2020.

A. Adham, S. Seeyan, R. Abed, K. Mahdi, M. Riksen, and C. Ritsema, “Sustainability of the Al-Abila Dam in the Western Desert of Iraq,” Water, vol. 14, no. 4, p. 586, 2022.

M. Ashraf, M. A. Kahlown, and A. Ashfaq, “Impact of small dams on agriculture and groundwater development: A case study from Pakistan,” Agricultural Water Management, vol. 92, no. 1-2, pp. 90-98, 2007.

N. Salimi, A. Feizi, S. Rasinezami, and A. Kanooni, “Management and planning of water resources allocation at the scenario analysis using system dynamics model: A case study on Yamchi dam basin, Iran,” Journal of Applied Research in Water and Wastewater, vol. 8, no. 1, pp. 14-20, 2021.

M. B. Gutti, J. A. Yunusa, U. Busuma, and S. A. Wazir, “Navigating the depths: An assessment of the management and operations of Alau Dam reservoir,” International Journal of Civil and Structural Research, vol. 12, no. 2, pp. 1-14, 2024.

C. P. Antonopoulos and T. C. Triantafillou, “Analysis of FRP-strengthened RC beam-column joints,” Journal of Composites for Construction, vol. 6, no. 1, pp. 41-51, 2002.

M. Ozcelik, “Effects of construction material properties on dam type selection (Sariguzel Dam–Turkey),” International Journal of Geotechnical Engineering, vol. 11, no. 4, pp. 368-375, 2017.

A. Penman, “On the embankment dam,” Geotechnique, vol. 36, no. 3, pp. 303-348, 1986.

V. Andjelkovic, N. Pavlovic, Z. Lazarevic, and S. Radovanovic, “Modelling of shear strength of rockfills used for the construction of rockfill dams,” Soils and Foundations, vol. 58, no. 4, pp. 881-893, 2018.

M. E. Emiroglu, “Influences on selection of the type of dam,” International Journal of Science and Technology, vol. 3, no. 2, pp. 173-189, 2008.

I. Chirisa, F. Madya, R. Katsande-Ncube, N. Ndemo, and G. Mhlanga, “Dam Construction and the Establishment of New Ecosystems in Arid Places,” in The Palgrave Encyclopedia of Sustainable Resources and Ecosystem Resilience. Springer, Germany, pp. 1-14, 2024.

F. Aureli, A. Maranzoni, and G. Petaccia, “Review of HistoricalDam- Break Events and Laboratory Tests on Real Topographyfor the Validation of Numerical Models,” Water, vol. 13, no. 14, 2021.

B. A. Yifru, M. G. Kim, J. W. Lee, I. H. Kim, S. W. Chang, and I. M. Chung, “Water storage in dry riverbeds of arid and semi-arid regions: Overview, challenges, and prospects of sand dam technology,” Sustainability, vol. 13, no. 11, p. 5905, 2021.

A. S. Ibrahim, I. S. Al Zayed, F. S. Abdelhaleem, M. M. Afify, A. Ahmed, and I. Abd-Elaty, “Identifying cost-effective locations of storage dams for rainfall harvesting and flash flood mitigation in arid and semi-arid regions,” Journal of Hydrology: Regional Studies, vol. 50, p. 101526, 2023.

T. Stephens, Manual on Small Earth Dams: A Guide to Siting, Design and Construction, FAO, Rome, 2010.

E. Abushandi and S. Alatawi, “Dam site selection using remote sensing techniques and geographical information system to control flood events in Tabuk City,” Hydrology Current Research, vol. 6, no. 1-1000189, pp. 1-13, 2015.

R. Al-Ruzouq, A. Shanableh, A. G. Yilmaz, A. Idris, S. Mukherjee, M. A. Khalil, and M. B. A. Gibril, “Dam site suitability mapping and analysis using an integrated GIS and machine learning approach,” Water, vol. 11, no. 9, p. 1880, 2019.

N. F. Mustafa, S. F. Aziz, H. M. Ibrahim, K. Z. Abdulrahman, J. T. Abdalla, and Y. A. Ahmad, “Double Assessment of Dam Sites for Sustainable Hydrological Management Using GIS-Fuzzy Logic and ANFIS: Halabja Water Supply Project Case Study,” Iranian Journal of Science and Technology, Transactions of Civil Engineering, pp. 1-19, 2024.

A. M. Noori, B. Pradhan, and Q. M. Ajaj, “Dam site suitability assessment at the Greater Zab River in northern Iraq using remote sensing data and GIS,” Journal of Hydrology, vol. 574, pp. 964-979, 2019.

Y. Wang, Y. Tian, and Y. Cao, “Dam siting: A review,” Water, vol. 13, no. 15, p. 2080, 2021.

K. N. Gharib, N. F. Mustafa, and H. M. Rashid, “Urban rainwater harvesting assessment in Sulaimani heights district, Sulaimani City, KRG, Iraq,” UHD Journal of Science and Technology, vol. 5, no. 1, pp. 48-55, 2021.

H. Darabi, E. Moradi, A. A. Davudirad, M. Ehteram, A. Cerda, and A. T. Haghighi, “Efficient rainwater harvesting planning using socio-environmental variables and data-driven geospatial techniques,” Journal of Cleaner Production, vol. 311, p. 127706, 2021.

F. Katty, B. Ankidawa, G. Obiefuna, Y. Valdon, and I. Kwami, “A proposed dam site investigation using integrated geophysical and geotechnical methods; A case study of Loko area, Northeastern Nigeria,” Global Journal of Geological Sciences, vol. 22, no. 1, pp. 31-45, 2024.

I. Gacko, Z. Muchová, Ľ. Jurík, K. Šinka, L. Fabian, and F. Petrovič, “Decision making methods to optimize new dam site selections on the Nitra River,” Water, vol. 12, no. 7, p. 2042, 2020.

Y. N. Kontos, I. Bampekos, and K. L. Katsifarakis, “Multi-criteria optimization approach to the design of small dams’ systems along mountainous stream beds,” Journal of Hydroinformatics, vol. 25, no. 3, pp. 685-705, 2023.

H. Q. Hashim and K. N. Sayl, “Detection of suitable sites for rainwater harvesting planning in an arid region using geographic information system,” Applied Geomatics, vol. 13, pp. 235-248, 2021.

S. Jaramillo, E. Graterol, and E. Pulver, “Sustainable transformation of rainfed to irrigated agriculture through water harvesting and smart crop management practices,” Frontiers in Sustainable Food Systems, vol. 4, p. 437086, 2020.

M. Abualhaija and A. H. Mohammad, “Assessing water quality of Kufranja Dam (Jordan) for drinking and irrigation: Application of the water quality index,” Journal of Ecological Engineering, vol. 22, no. 9, pp. 159-175, 2021.

M. A. Rather, G. Meraj, M. Farooq, B. A. Shiekh, P. Kumar, S. Kanga, S. K. Singh, N. Sahu and S. P. Tiwari, “Identifying the potential dam sites to avert the risk of catastrophic floods in the Jhelum Basin, Kashmir, NW Himalaya, India,” Remote Sensing, vol. 14, no. 7, p. 1538, 2022.

A. Kamel, S. O. Sulaiman, K. N. Sayl, A. A. Ali, N. S. Muhammad, J. Abdullah, and N. Al-Ansari, “The feasibility of constructing Small Hydropower Dams to maintain sustainable Water supply for domestic and agricultural uses in the Western Desert of Iraq,” Research Square [Preprint], 2024.

A. F. Mustafa, N. A. K. Al-Karai, and S. A. Saleh, “Comparative Assessment of Suggested Dam Sites Using both Analytic Hierarchy Process and Weighted Sum Method for Rainwater Harvesting in Al-Naft Valley, Eastern Diyala, Iraq,” The Iraqi Geological Journal, pp. 78-98, 2024.

B. Al-Hasani, M. Abdellatif, I. Carnacina, C. Harris, A. Al-Quraishi, B. F. Maaroof and S. L. Zubaidi, “Integrated geospatial approach for adaptive rainwater harvesting site selection under the impact of climate change,” Stochastic Environmental Research and Risk Assessment, vol. 38, no. 3, pp. 1009-1033, 2024.

M. N. Kasim, I. H. Obead, and I. T. Jawad, “Integrated approach for assessing suitable location of the subsurface dams in the Al Kur watershed, Iraq,” Ecological Engineering and Environmental Technology, vol. 26, no. 2, pp. 363-378.

N. Al-Ansari, S. Knutsson, S. Zakaria and M. Ezz-Aldeen. “Feasibility of using Small Dams in Water Harvesting, Northern Iraq. In: Presented at the ICOLD Congress 2015: International Commission on Large Dams”, 2015. Available from: https://urn.kb.se/resolve?urn =urn:nbn:se:ltu:diva-38244 [Last accessed on 2025 Mar 07].

B. A. Ahmad, S. G. Salar, and A. J. Shareef, “An integrated new approach for optimizing rainwater harvesting system with dams site selection in the Dewana Watershed, Kurdistan Region, Iraq,” Heliyon, vol. 10, no. 6, 2024.

Y. A. Abdulkadir, T. Baye, and M. Jothimani, “Assessing foundation characteristics at the war dam site, lake tana basin, Ethiopia: A geophysical and geotechnical perspective,” Quaternary Science Advances, vol. 15, p. 100216, 2024.

Y. Li, X. Xie, B. Jin, L. Chen, X. Liang, and K. Yin, “Comprehensive risk management of reservoir landslide-tsunami hazard chains: a case study of the Liangshuijing landslide in the Three Gorges Reservoir area,” Landslides, vol. 22, pp. 1-21, 2024.

I. Balan, C. R. Giurma-Handley, L. M. Crenganiș, F. Corduneanu, and I. E. Balan, “Slope stability analysis of a dam. Case study: Hălceni Reservoir, Iasi county, Romania,” Present Environment and Sustainable Development, vol. 17, no. 2, pp. 141-152, 2024.

V. K. Sissakian, N. Adamo, and N. Al-Ansari, “The role of geological investigations for dam siting: Mosul Dam a case study,” Geotechnical and Geological Engineering, vol. 38, no. 2, pp. 2085-2096, 2020.

B. Birhanu, Y. C. Chemeda, T. Garo, and S. Karuppannan, “Evaluation of watertightness and slope stability analysis of Upper Guder dam, West Showa, Central Ethiopia,” Quaternary Science Advances, vol. 15, p. 100230, 2024.

R. F. Hasan, M. Seyedi, and R. Alsultani, “Assessment of Haditha Dam Surface Area and Catchment Volume and Its Capacity to Mitigate Flood Risks for Sustainable Development,” Mathematical Modelling of Engineering Problems, vol. 11, no. 7, p. 1974, 2024.

M. Shahin and M. Shahin, “Runoff and River Flow,” Water Resources and Hydrometeorology of the Arab Region, Springer, Germany, pp. 223-277, 2007.

H. M. Rashid, “Reservoir sedimentation assessment using geospatial technology: A case study of Dukan Reservoir, Sulaimani Governorate, Kurdistan Region, Iraq,” Journal of Engineering, vol. 29, no. 12, pp. 66-80, 2023.

A. A. Al-Hussein, S. Khan, K. Ncibi, N. Hamdi, and Y. Hamed, “Flood analysis using HEC-RAS and HEC-HMS: A case study of Khazir River (Middle East-Northern Iraq),” Water, vol. 14, no. 22, p. 3779, 2022.

H. El-Bagoury and A. Gad, “Integrated hydrological modeling for watershed analysis, flood prediction, and mitigation using meteorological and morphometric data, SCS-CN, HEC-HMS/RAS, and QGIS,” Water, vol. 16, no. 2, p. 356, 2024.

A. A. Othman, A. F. Al-Maamar, D. A. M. A. Al-Manmi, V. Liesenberg, S. E. Hasan, A. K. Obaid, and A. M. F. Al-Quraishi, “GIS-based modeling for selection of dam sites in the Kurdistan Region, Iraq,” ISPRS International Journal of Geo-Information, vol. 9, no. 4, p. 244, 2020.

M. L. Thieme, D. Khrystenko, S. Qin, R. E. Golden Kroner, B. Lehner,…& M. B. Mascia, “Dams and protected areas: Quantifying the spatial and temporal extent of global dam construction within protected areas,” Conservation Letters, vol. 13, no. 4, p. e12719, 2020.

A. N. Angelakιs, D. Zaccaria, J. Krasilnikoff, M. Salgot, M. Bazza, P. Roccaro, B. Jimenez,…& and E. Fereres,“Irrigation of world agricultural lands: Evolution through the millennia,” Water, vol. 12, no. 5, p. 1285, 2020.

K. N. Sayl, N. S. Muhammad, and A. El-Shafie, “Optimization of area-volume-elevation curve using GIS–SRTM method for rainwater harvesting in arid areas,” Environmental Earth Sciences,

vol. 76, pp. 1-10, 2017.

E. Umukiza, F. K. Abagale, T. Apusiga Adongo, and A. Petroselli, “Suitability Assessment and Optimization of Small Dams and Reservoirs in Northern Ghana,” Hydrology, vol. 11, no. 10, p. 166, 2024.

J. Říha, S. Kotaška, and L. Petrula, “Dam break modeling in a cascade of small earthen dams: case study of the Čižina River in the Czech Republic,” Water, vol. 12, no. 8, p. 2309, 2020.

B. H. Tessema, A. Y. Gebremedhn, and Y. S. Getahun, “Dam breach analysis and flood inundation mapping of Dire Dam, using HEC-HMS and HEC-RAS models,” Sustainable Water Resources Management, vol. 10, no. 2, p. 45, 2024.

E. Psomiadis, L. Tomanis, A. Kavvadias, K. X. Soulis, N. Charizopoulos, and S. Michas, “Potential dam breach analysis and flood wave risk assessment using HEC-RAS and remote sensing data: A multicriteria approach,” Water, vol. 13, no. 3, p. 364, 2021.

P. Bryant Robbins, “The Evolution of Embankment Dam Design and Construction, In: 30th Symposium of the Vancouver Geotechnical SocietyAt: Vancouver, British Columbia.

S. Bhattarai, Y. Zhou, C. Zhao, and R. Yadav, “An overview on types, construction method, failure and key technical issues during construction of high dams,” Electronic Journal of Geotechnical Engineering, vol. 21, no. 26, pp. 10415-10432, 2016.

N. Adamo, N. Al-Ansari, V. Sissakian, J. Laue, and S. Knutsson, “Dam safety problems related to seepage,” Journal of Earth Sciences and Geotechnical Engineering, vol. 10, no. 6, pp. 191-239, 2020.

A. S. Toosi, E. G. Tousi, S. A. Ghassemi, A. Cheshomi, and S. Alaghmand, “A multi-criteria decision analysis approach towards efficient rainwater harvesting,” Journal of Hydrology, vol. 582, p. 124501, 2020.

M. E. Lucas-Borja, G. Piton, Y. Yu, C. Castillo, and D. A. Zema, “Check dams worldwide: Objectives, functions, effectiveness and undesired effects,” Catena, vol. 204, p. 105390, 2021.

D. W. Lee, J. S. Han, C. H. Kim, J. H. Ryu, H. S. Song, and Y. H. Lee, “Experimental and seepage analysis of gabion retaining wall structure for preventing overtopping in reservoir dams,” Applied Sciences, vol. 14, no. 10, p. 4041, 2024.

X. Fan, A. Dufresne, J. Whiteley, A. P. Yunus, S. S. Subramanian, C. A.U. Okeke, T. Pán,…&, C. T. Stefanelli, “Recent technological and methodological advances for the investigation of landslide dams,” Earth-Science Reviews, vol. 218, p. 103646, 2021.

United States Department of The Interior Bureau of Reclamation, Design of Small Dams. US Department of the Interior, Bureau of Reclamation, United States, 1987.

N. S. Mahmood, R. Alboresha, S. O. Sulaiman, and N. A. Ansari, “Seepage problem through the foundation of a spillway with selected treatment methods,” Mathematical Modelling of Engineering Problems, vol. 9, no. 3, 2022.

N. Adamo, N. Al-Ansari, V. Sissakian, J. Laue, and S. Knutsson, “Dam safety: The question of tailings dams,” Journal of Earth Sciences and Geotechnical Engineering, vol. 11, no. 1, pp. 1-26, 2020.

A. Sidik, “Seepage handling using secant pile as a solution to replace curtain grouting and dam stability evaluation to optimize work on the Margatiga Dam construction project,” Jurnal Indonesia Sosial Teknologi, vol. 5, no. 4, pp. 1888-1903, 2024.

I. Alexandru, P. Catalin, and A. Altan, “Dam safety analysis using mathematical modelling and surveys, applied on Buftea Dam,” IOP Conference Series: Earth and Environmental Science, vol. 1185, no. 1, p. 012017, 2023.

R. Shafieiganjeh, B. Schneider-Muntau, M. Ostermann, and B. Gems, “Seepage process understanding at long-existing landslide dams through numerical analysis and hydrological measurements,” Engineering Geology, vol. 335, p. 107524, 2024.

A. M. S. Al-Janabi, A. H. Ghazali, Y. M. Ghazaw, H. A. Afan, N. Al-Ansari, and Z. M. Yaseen, “Experimental and numerical analysis for earth-fill dam seepage,” Sustainability, vol. 12, no. 6, p. 2490, 2020.

K. Narita, “Design and construction of embankment dams,” Dept. of Civil Eng., Aichi Institute of Technology, 2000.

G. Liu, Z. Zhou, J. Zhang, G. Jiang, and W. Mi, “Seepage and stability analysis of earth dams’ downstream slopes, considering hysteresis in soil-water characteristic curves under reservoir water level fluctuations,” Water, vol. 16, no. 13, p. 1811, 2024.

R. Norouzi, F. Salmasi, and H. Arvanaghi, “Uplift pressure and hydraulic gradient in Sabalan Dam,” Applied Water Science, vol. 10, no. 5, pp. 1-12, 2020.

A. J. Zedan, M. R. Faris, and A. K. Bdaiwi, “Performance Assessment of Shirin Earth Dam in Iraq Under Various Operational Conditions,” Tikrit Journal of Engineering Sciences, vol. 29, no. 2, pp. 61-74, 2022.

A. Zahiri, H. Feiz Abady, and K. Ghorbani, “Estimation of sedimentation rate and storage capacity of reservoir dams using satellite imagery,” Iranian Journal of Soil and Water Research, vol. 55, no. 7, pp. 1047-1062, 2024.

I. Lawmchullova and C. U. B. Rao, “Estimation of siltation in Tuirial dam: a spatio-temporal analysis using GIS technique and bathymetry survey,” Journal of Sedimentary Environments, vol. 9, no. 1, pp. 81-97, 2024.

T. A. G. Embaye, G. H. Kahsay, N. Abadi, M. M. Kebede, and D. T. Dessie, “Evaluation of water harvesting structures on agricultural productivity: the case of Tigray Region, Ethiopia,” Sustainable Water Resources Management, vol. 6, pp. 1-14, 2020.

M. Kondolf and J. Yi. “Dam renovation to prolongreservoir life and mitigate dam impacts”. Water, vol. 14,no. 9, p. 9, 2022.

L. S. Othman and K. Z. Abdulrahman, “Comprehensive flow analysis of dokan dam’s morning glory spillway: Utilizing advanced numerical and physical models,” Arabian Journal for Science and Engineering, 49, pp. 1-19, 2024.

R. Munoz, S. A. Vaghefi, A. Sharma, and V. Muccione, “A framework for policy assessment using exploratory modeling and analysis: An application in flood control,” Climate Risk Management, vol. 45, p. 100635, 2024.

C. Huntingford, R. Jones, C. Prudhomme, R. Lamb, J. H. Gash, and D. A. Jones, “Regional climate‐model predictions of extreme rainfall for a changing climate,” Quarterly Journal of the Royal Meteorological Society, vol. 129, no. 590, pp. 1607-1621, 2003.

J. Xiong and Y. Yang, “Climate change and hydrological extremes,” Current Climate Change Reports, vol. 11, no. 1, p. 1, 2024.

M. Javansalehi and M. Shourian, “Assessing the impacts of climate change on agriculture and water systems via coupled human-hydrological modeling,” Agricultural Water Management, vol. 300, p. 108919, 2024.

Published

2025-03-27

How to Cite

Rahman, A. M., & Mustafa, N. F. (2025). Small Dam Design and Construction for Sustainable Water Resources Management: A Comprehensive Review. UHD Journal of Science and Technology, 9(1), 55–64. https://doi.org/10.21928/uhdjst.v9n1y2025.pp55-64

Issue

Section

Articles

Most read articles by the same author(s)